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K&L Gates
On 29 January 2024, the Office of the Comptroller of the Currency (OCC) issued a notice of proposed rulemaking (NPR) regarding its review of Bank Merger Act (BMA) applications.
McGuireWoods LLP
The Bank Secrecy Act ("BSA") establishes program, recordkeeping, and reporting requirements for certain financial institutions to combat and detect money laundering...
K&L Gates
On 13 February 2024, the Financial Crimes Enforcement Network (FinCEN) issued a notice of proposed rulemaking (NPRM) that would impose anti-money laundering (AML)...
Mintz
Our Client Corner: Perspectives from Founders, Financiers, and Friends podcast series hosted by Mintz Member Joshua Fox explores the challenges and rewards...
Ankura Consulting Group LLC
Investing in growth companies involves the deployment of value-creation initiatives and insightful metrics. Delivering profitable growth and managing the risks of an asset hinges on the ability...
Katten Muchin Rosenman LLP
Building a business with a diversified employee base is no longer a nice to have; it's necessary, both in terms of talent retention and client retention.
Mayer Brown
The NYDFS issued final supervisory guidance requiring New York-licensed or chartered banking institutions and financial services companies to establish and maintain a framework...
WilmerHale
On January 8, 2024, the Digital Assets and Blockchain Technology Subcommittee (the Subcommittee) of the Commodity Futures Trading Commission's (CFTC) Technology...
Ropes & Gray LLP
In an effort to bolster transparency and accountability within the financial services sector, the Financial Conduct Authority (FCA) has begun an examination of non-financial misconduct (NFM) among regulated entities.
Jenner & Block
Last week, the UK's financial services regulator, the Financial Conduct Authority (FCA) issued a notice to provide information to the Lloyd's insurance market to complete a survey on non-financial...
Cadwalader, Wickersham & Taft LLP
As February already begins to wind down and all of us are wondering what we might have missed so far this year, here is a round-up of additional regulatory activities in financial services:
Proskauer Rose LLP
In the middle of 2023, we conducted an informal, small-scale survey to gather insights from prominent non-bank lenders on their activity in the net asset value (NAV) lending market for the first half of 2023.
Lowenstein Sandler
The United States Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) has issued a notice of proposed rulemaking (NPRM)...
Goodwin Procter LLP
Welcome to the Data Privacy and Cybersecurity chapter of our annual report Consumer Financial Services 2023 Year in Review.
Nossaman LLP
Welcome to Compliance Notes from Nossaman's Government Relations & Regulation Group – a periodic digest of the headlines, statutory and regulatory changes...
Goodwin Procter LLP
Welcome to the Student Lending chapter of our annual report Consumer Financial Services 2023 Year in Review.
Goodwin Procter LLP
We expect continued focus by the CFPB on "junk" fees, including enforcement actions and rulemakings.
Goodwin Procter LLP
For the consumer finance industry, 2023 was all about the Consumer Financial Protection Bureau (CFPB or Bureau). As Goodwin predicted last year, the uptick in regulatory and enforcement...
Goodwin Procter LLP
Enforcement actions related to debt collection and debt settlement will continue to manifest as a result of a significant recent increase in the acquisition of consumer debt...
Katten Muchin Rosenman LLP
Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds.
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