Current filters:  
Commodities/Derivatives/Stock Exchanges
United States
Cadwalader, Wickersham & Taft LLP
On March 26, 2024, the U.S. Commodity Futures Trading Commission ("CFTC") filed a complaint (the "Complaint") in the U.S. District Court for the Southern District of New York ("SDNY")...
Proskauer Rose LLP
Proskauer's Practical Guide to the Regulation of Hedge Fund Trading Activities offers a concise, easy-to-read overview of the trading issues and questions we commonly encounter ...
K&L Gates
Since 2017, the Australian Securities and Investments Commission (ASIC) has provided guidance to licensed exchanges on exchange traded products (ETP) naming conventions...
Steptoe LLP
The Commodity Futures Trading Commission (CFTC) staff has published a Request for Comment (RFC) on the current and potential uses and risks of artificial intelligence ...
Cadwalader, Wickersham & Taft LLP
On Friday, March 15, 2024, Commodity Futures Trading Commission Market Risk Advisory Committee convened two roundtables in Washington DC.
Arnold & Porter
The Securities and Exchange Commission (SEC) has taken two important steps recently as part of a long-running U.S. government-wide push to reform the U.S. Treasury market.
Cadwalader, Wickersham & Taft LLP
Last week, we attended the invitation-only conference on counterparty credit risk cohosted by the Basel Committee on Banking Supervision and the Federal Reserve Bank of New York.
Jones Day
In 2000, Congress enacted the Commodity Futures Modernization Act ("CFMA"), which created a framework for regulating DCMs through "core principles" with which DCMs had to comply.
Katten Muchin Rosenman LLP
As referenced in the opening scene of the 2023 Oscar-winning film Oppenheimer, Prometheus, the Greek god of forethought, is best known for stealing fire from the gods to give to humanity. As punishment
Katten Muchin Rosenman LLP
Just under 10 years ago, the Joint Audit Committee launched a shot across the bow of the futures industry with this seemingly innocuous observation in a Regulatory Alert.
This alert lays out 23 of our key takeaways from the CFTC's past year and offers insights on what might take place in the coming months. We project what to expect with respect to rulemaking, enforcement
Holland & Knight
The Commodity Futures Trading Commission (CFTC) has issued a request for comment (RFC) seeking public input on the use of artificial intelligence (AI) in CFTC-regulated markets.
Katten Muchin Rosenman LLP
Seeking to ensure that designated contract markets (DCMs) and swap execution facilities (SEFs) adequately incorporate an independent perspective, the Commodity Futures Trading Commission (CFTC)...
Arnold & Porter
The Delaware Limited Liability Company Act (the LLC Act) authorizes state-law derivative actions for Delaware limited liability companies (LLCs), but also expressly limits such actions...
Cadwalader, Wickersham & Taft LLP
On January 25, 2024, the Commodity Futures Trading Commission published, first, Release No. 8854-24, a customer advisory cautioning the public to beware of artificial intelligence scams ...
The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank"), significantly expanded the Commodity Futures Trading Commission's ("CFTC" or "Commission") anti-fraud...
On January 25, 2024, the Commodity Futures Trading Commission's (CFTC) Staff issued a request for comment (RFC) on the current and potential uses and risks of artificial intelligence (AI)...
Akin Gump Strauss Hauer & Feld LLP
In the weeks since publishing our original alert, FinCEN released several frequently asked questions (FAQs) on the application of the Corporate Transparency Act (CTA).
Foley & Lardner
Pat Daugherty (Partner, Chicago) recently joined DiffuseTap for a podcast episode exploring the legal and regulatory dynamics of digital assets classification...
Quinn Emanuel Urquhart & Sullivan
In BHP Group Ltd v Impiombato & Anor [2022] HCA 33, the Australian High Court unanimously held that foreign residents can participate as group members in Australian Class Actions.
FREE News Alerts
Sign Up for our free News Alerts - All the latest articles on your chosen topics condensed into a free bi-weekly email.
Popular Contributors
Upcoming Events
Mondaq Social Media