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Mintz
Our Client Corner: Perspectives from Founders, Financiers, and Friends podcast series hosted by Mintz Member Joshua Fox explores the challenges and rewards...
Ankura Consulting Group LLC
Investing in growth companies involves the deployment of value-creation initiatives and insightful metrics. Delivering profitable growth and managing the risks of an asset hinges on the ability...
Mayer Brown
The NYDFS issued final supervisory guidance requiring New York-licensed or chartered banking institutions and financial services companies to establish and maintain a framework...
WilmerHale
On January 8, 2024, the Digital Assets and Blockchain Technology Subcommittee (the Subcommittee) of the Commodity Futures Trading Commission's (CFTC) Technology...
Ropes & Gray LLP
In an effort to bolster transparency and accountability within the financial services sector, the Financial Conduct Authority (FCA) has begun an examination of non-financial misconduct (NFM) among regulated entities.
Jenner & Block
Last week, the UK's financial services regulator, the Financial Conduct Authority (FCA) issued a notice to provide information to the Lloyd's insurance market to complete a survey on non-financial...
Cadwalader, Wickersham & Taft LLP
As February already begins to wind down and all of us are wondering what we might have missed so far this year, here is a round-up of additional regulatory activities in financial services:
Proskauer Rose LLP
In the middle of 2023, we conducted an informal, small-scale survey to gather insights from prominent non-bank lenders on their activity in the net asset value (NAV) lending market for the first half of 2023.
Goodwin Procter LLP
Welcome to the Student Lending chapter of our annual report Consumer Financial Services 2023 Year in Review.
Goodwin Procter LLP
Welcome to the Mortgage Origination and Servicing chapter of our annual report Consumer Financial Services 2023 Year in Review.
Goodwin Procter LLP
We expect continued focus by the CFPB on "junk" fees, including enforcement actions and rulemakings.
Goodwin Procter LLP
For the consumer finance industry, 2023 was all about the Consumer Financial Protection Bureau (CFPB or Bureau). As Goodwin predicted last year, the uptick in regulatory and enforcement...
Goodwin Procter LLP
Enforcement actions related to debt collection and debt settlement will continue to manifest as a result of a significant recent increase in the acquisition of consumer debt...
Goodwin Procter LLP
Regulators may take additional regulatory and enforcement action relating to junk fees in light of the October 2023 White House announcement concerning...
Goodwin Procter LLP
The CFPB's announcement of a proposed rulemaking to remove medical bills from consumers' credit reports, as well as the special focus placed on medical debt in its annual report...
Goodwin Procter LLP
Auto lenders may be subject to exams and enforcement actions related to the newly issued Combating Auto Retail Scams Trade Regulation Rule...
Kelley Drye & Warren LLP
The FTC is in the midst of a months-long rulemaking targeting "unfair or deceptive fees" that would fundamentally alter the way businesses can advertise their prices to consumers.
K&L Gates
Earlier this year, the US Securities and Exchange Commission approved 11 spot Bitcoin ETFs. In Hong Kong, in view of rapid developments of virtual asset (VA) products and growing investment products...
Goodwin Procter LLP
FINRA members can voluntarily elect to participate by June 30, 2024. The Pilot Program is likely the first step toward FINRA permanently approving...
Katten Muchin Rosenman LLP
Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds.
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