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Compliance
Brazil
Tauil & Chequer
O "Brasília em Pauta" é um boletim semanal preparado pela equipe de Contencioso de Brasília, contendo os principais casos a serem julgados pelo Supremo Tribunal Federal ...
Tauil & Chequer
PAUTAS: STF – CONTROLE CONCENTRADO E REPERCUSSÃO GERAL | STJ – REPETITIVOS | TCU – PLENÁRIO | CÂMARA DOS DEPUTADOS | SENADO FEDERAL
British Virgin Islands
Maples Group
Pursuant to section 45(1)(b)(ii) of the Regulatory Code, Licensees are required to submit an annual compliance report to the Financial Services Commission (the "Commission") in the prescribed form.
Canada
Borden Ladner Gervais LLP
On March 13, 2024, the Canadian Investment Regulatory Organization (CIRO) released its compliance priorities for the year. There is much in the document for CIRO members to note.
Babin Bessner Spry LLP
In 2020, the Securities Exchange Commission (SEC) issued its first penalty related solely to advisors text messaging with clients.
Cayman Islands
Walkers
The Cayman Islands Monetary Authority ("CIMA") recently issued an updated Regulatory Policy on Consolidated Supervision (the "Policy"). The Policy expands on an earlier version...
Ogier
The Cayman Islands Parliament has approved the Beneficial Ownership Transparency Act (BOT Act), as a restatement and enhancement of Cayman's beneficial ownership regime.
Egypt
Andersen in Egypt
In the complex and multifaceted realm of financial operations, the paramount importance of specialized expertise, particularly in the context of Sector-Specific Transaction Advisory Services (TAS)...
Guatemala
Biz Latin Hub Group
If you are interested in entering the Guatemalan market, you will need to get to grips with financial regulatory compliance in Guatemala.
India
Argus Partners
With effect from October 27, 2023, the Limited Liability Partnership Rules, 2009 were amended to provide additional disclosure compliances for Limited Liability Partnerships ("LLPs").
Ireland
William Fry
From 17 February 2024, the Digital Services Act (DSA) will come into effect for intermediary service providers.
Isle of Man
The Sovereign Group
The Group of International Finance Centre Supervisors (GIFCS) adopted, on 18 January, a further evaluation of the Isle of Man's compliance with its Standard on the Regulation of Trust and Company Service Providers (TCSPs).
Jersey
Ogier
We are used to hearing how a good organisational culture attracts the best talent, enhances employee engagement and retention, increases customer satisfaction and improves reputation.
Luxembourg
Arendt & Medernach
On 29 March 2024, the CSSF published Circular CSSF 24/856 on the investor protection in case of a NAV calculation error, a non-compliance with investment rules and other errors at the level of a UCI Circular.
Malta
Finance Malta
This time, we'd like to touch upon an essential topic like the client onboarding process. The topic is very relevant, as there is still a belief that setting up a company or carrying out an audit...
Mexico
Greenberg Traurig, LLP
The U.S. Department of Justice (DOJ) is likely to continue strengthening anti-corruption enforcement throughout the Americas.
Castillo Castro
El cumplimiento normativo, también conocido como compliance, abarca un conjunto de procedimientos y buenas prácticas que permiten identificar y clasificar los riesgos operativos y legales a los que una empresa se enfrenta.
Nigeria
S.P.A. Ajibade & Co.
The Central Bank of Nigeria in exercise of the powers conferred on it under the Bank and Other Financial Institutions Act 2020, Act No. 5, and the Revised Operational Guidelines for Bureaux De Change 2015...
Pavestones Legal
Securing investment is a crucial milestone for any startup, but it comes with its own set of legal considerations and challenges. In this newsletter...
KPMG Nigeria
It is without a doubt that there is a gradual transition of the managerial control of most businesses to the millennials and generation Z (Gen-Z). Most recently set up companies, especially in the tech space, were founded by Gen-Z.
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